BLOOMBERG BNA WEBINAR EVENT: Policing the Markets: Key Issues in SEC Enforcement
Wednesday, December 5, 2012
12:00 PM - 1:30 PM ET
BLOOMBERG BNA EVENT: The faculty for this program will analyze current trends in Securities and Exchange Commission (SEC) enforcement with a view to the overall direction of the Commission’s enforcement program by exploring recent litigation.
What can be learned from SEC v. Welliver about producing documents while preserving privilege? What do you need to know about the statute of limitations after the Barteck case? Attend this program to find out as well as learn about the status of aiding and abetting in the wake of Apuzzo; shifting standards of insider trading liability following Obus; and the status of the SEC’s trial program after the loss in Stoker.
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